Volume 8, Issue 1 (2013)

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Advising Compliance in Financial Firms: A New Mission for the Legal Academy
James A. Fanto

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Punishing Bad Brokers: Self-Regulation and FINRA Sanctions
Barbara Black

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The Crucial but (Potentially) Precarious Position of the Chief Compliance Officer
Deborah A. DeMott

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Self-Regulation of Insider-Trading in Mutual Funds and Advisors
Tamar Frankel

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Custodial Requirements for Customer Funds
Jerry W. Markham

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The JOBS Act: Investor Protection, Capital Formation, and Employment in an Increasingly Political Economy
John P. Fargnoli

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Blackout or Blackmail? How Garber v. MLB Will Shed Light on Major League Baseball's Broadcasting Cartel
Nathan M. Hennagin

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Mortgage Takings and Municipal Finance: A Solution for Preserving Home Ownership
Jourdain B. Poupore

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#ihatemyboss: Rethinking the NLRB's Approach to Social Media Policies
Lauren R. Younkins