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Part of the Business Organizations Law Commons

2021

Looking Forward: Professor Roberta Karmel's Prescient Views on the Transformation of Self-Regulatory Organizations and of the Securities Market Structure at the Turn of the Last Century, James Fanto
Faculty Scholarship

Symposium Introduction: A Tribute to Roberta Karmel, James Fanto
Faculty Scholarship

2019

Emerging Trends in Corporate Enforcement and Corporate Compliance: Symposium Introduction, James Fanto, Miriam Baer
Faculty Scholarship

2018

The Governing Authority's Responsibilities in Compliance and Risk Management, as Seen in the American Law Institute's Draft Principles of Compliance, Risk Management, and Enforcement, James Fanto
Faculty Scholarship

2016

Dashboard Compliance: Benefit, Threat, or Both?, James Fanto
Brooklyn Journal of Corporate, Financial & Commercial Law