Part of the Banking and Finance Law Commons

Works by Roberta S. Karmel in Banking and Finance Law

2020

Little Power Struggles Everywhere: Attacks on the Administrative State at the Securities and Exchange Commission, Roberta S. Karmel
Faculty Scholarship

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2016

The Challenge of Fiduciary Regulation: The Investment Advisors Act After Seventy-Five Years, Roberta S. Karmel
Brooklyn Journal of Corporate, Financial & Commercial Law

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2011

Is the Public Utility Holding Company Act a Model for Breaking up the Banks That are Too-Big-To-Fail, Roberta S. Karmel
Faculty Scholarship

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Is the Public Utility Holding Company Act a Model for Breaking Up the Banks that are Too-Big-To-Fail, Roberta S. Karmel
Faculty Scholarship

PDF

2009

The Future of the Securities and Exchange Commission as a Market Regulator, Roberta S. Karmel
Faculty Scholarship

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2008

Regulation By Exemption: the Changing Definition of an Accredited Investor, Roberta S. Karmel
Faculty Scholarship

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2007

When Should Investor Reliance Be Presumed in Securities Class Actions, Roberta S. Karmel
Faculty Scholarship

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2005

Mutual Funds, Pension Funds, Hedge Funds and Stock Market Volatility - What Regulation by the Securities and Exchange Commission Is Appropriate, Roberta S. Karmel
Faculty Scholarship

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Mutual Funds, Pension Funds, Hedge Funds and Stock Market Volatility: What Regulation by the Securities and Exchange Commission is Appropriate?, Roberta S. Karmel
Faculty Scholarship

PDF

2004

The Securities and Exchange Commission Goes Abroad to Regulate Corporate Governance, Roberta S. Karmel
Faculty Scholarship

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1998

The Challenge to Financial Regulators Posed by Social Security Privatization, Roberta S. Karmel
Faculty Scholarship

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Creating Law at the Securities and Exchange Commission: The Lawyer as Prosecutor, Roberta S. Karmel
Faculty Scholarship

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1993

Implications of the Stakeholder Model, Roberta S. Karmel
Faculty Scholarship

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1991

Is It Time for a Federal Corporation Law, Roberta S. Karmel
Faculty Scholarship

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1990

The Duty of Directors to Non-Shareholder Constituencies in Control Transactions-a Comparison of U.S. and U.K. Law, Roberta S. Karmel
Faculty Scholarship

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1988

Securities Industry Self-Regulation-Tested by the Crash, Roberta S. Karmel
Faculty Scholarship

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1987

Qualitative Standards for Qualified Securities: SEC Regulation of Voting Rights, Roberta S. Karmel
Faculty Scholarship

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Blue-Sky Merit Regulation: Benefit to Investors or Burden on Commerce, Roberta S. Karmel
Faculty Scholarship

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1981

A Delicate Assignment: The Regulation of Accountants by the SEC, Roberta S. Karmel
Faculty Scholarship

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1980

Glass-Steagall: Some Critical Reflections, Roberta S. Karmel
Faculty Scholarship

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1979

Ambivalent Reflections on Regulation, Roberta S. Karmel
Faculty Scholarship

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1970

The Investment Banker and the Credit Regulations, Roberta S. Karmel
Faculty Scholarship

PDF