Part of the Securities Law Commons
Failed Efforts At Harmonization of Securities Regulation, Roberta S. Karmel Brooklyn Journal of Corporate, Financial & Commercial Law
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Little Power Struggles Everywhere: Attacks on the Administrative State at the Securities and Exchange Commission, Roberta S. Karmel Faculty Scholarship
The Fiduciary Principle of Insider Trading Needs Revision, Roberta S. Karmel Faculty Scholarship
The Challenge of Fiduciary Regulation: The Investment Advisors Act After Seventy-Five Years, Roberta S. Karmel Brooklyn Journal of Corporate, Financial & Commercial Law
Rakoff Revisited, Roberta S. Karmel Faculty Scholarship
IOSCO's Response to the Financial Crisis, Roberta S. Karmel Faculty Scholarship
Is the Public Utility Holding Company Act a Model for Breaking Up the Banks that are Too-Big-To-Fail, Roberta S. Karmel Faculty Scholarship
Voting Power Without Responsibility or Risk--How Should Proxy Reform Address the Decoupling of Economic and Voting Rights?, Roberta S. Karmel Faculty Scholarship
The Future of the Securities and Exchange Commission as a Market Regulator, Roberta S. Karmel Faculty Scholarship
The Hardening of Soft Law in Securities Regulation, Roberta S. Karmel, Claire Kelly Faculty Scholarship
Should Securities Industry Self-Regulatory Organizations be Considered Government Agencies?, Roberta S. Karmel Faculty Scholarship
Should Securities Industry Self-Regulatory Organizations Be Considered Government Agencies?, Roberta S. Karmel Faculty Scholarship
The EU Challenge to the SEC, Roberta S. Karmel Faculty Scholarship
Regulation by Exemption: The Changing Definition of an Accredited Investor, Roberta S. Karmel Faculty Scholarship
Regulation By Exemption: the Changing Definition of an Accredited Investor, Roberta S. Karmel Faculty Scholarship
When Should Investor Reliance Be Presumed in Securities Class Actions, Roberta S. Karmel Faculty Scholarship
Is the Financial Industry Regulatory Authority a Government Agency?, Roberta S. Karmel Faculty Scholarship
The Once and Future New York Stock Exchange: The Regulation of Global Exchanges, Roberta S. Karmel Faculty Scholarship
From SEC Enforcement Attorney to Commissioner, Roberta S. Karmel Faculty Scholarship
Reform of Public Company Disclosure in Europa, Roberta S. Karmel Faculty Scholarship
Reform of Public Company Disclosure in Europe, Roberta S. Karmel Faculty Scholarship
Mutual Funds, Pension Funds, Hedge Funds and Stock Market Volatility - What Regulation by the Securities and Exchange Commission Is Appropriate, Roberta S. Karmel Faculty Scholarship
Mutual Funds, Pension Funds, Hedge Funds and Stock Market Volatility: What Regulation by the Securities and Exchange Commission is Appropriate?, Roberta S. Karmel Faculty Scholarship
Realizing the Dream of William O. Douglas: The Securities and Exchange Commission Takes Charge of Corporate Governance, Roberta S. Karmel Faculty Scholarship
The Securities and Exchange Commission Goes Abroad to Regulate Corporate Governance, Roberta S. Karmel Faculty Scholarship
The Evolution of Corporate Governance, Roberta S. Karmel Faculty Scholarship
Regulating Corporations: Who's Making the Rules, Roberta S. Karmel Faculty Scholarship
Reconciling Federal and State Interest in Securities Regulation in the United States and Europe, Roberta S. Karmel Faculty Scholarship
Special Study on Market Structure, Listing Standards and Corporate Governance, Roberta S. Karmel Faculty Scholarship
Turning Seats Into Shares: Cause and Implications of Demutualization of Stock and Futures Exchange, Roberta S. Karmel Faculty Scholarship
Regulatory Initiatives and the Internet: A New Era of Oversight for the Securities and Exchange Commission, Roberta S. Karmel Faculty Scholarship
Regulation of Securities and Security Exchanges in the Age of the Internet, Roberta S. Karmel Faculty Scholarship
The Future of Corporate Governance Listing Requirements, Roberta S. Karmel Faculty Scholarship
Will Convergence of Financial Disclosure Standards Change SEC Regulation of Foreign Issuers?, Roberta S. Karmel Faculty Scholarship
Stock Markets and the Globalization of Retirement Savings: Implications of Privatization of Government Pensions for Securities Regulators, Roberta S. Karmel Faculty Scholarship
Will Convergence of Financial Disclosure Standards Change SEC Regulation of Foreign Issuers, Roberta S. Karmel Faculty Scholarship
Stock Markets and the Globalization of Retirement Savings - Implications of Privatization of Government Pensions for Securities Regulators, Roberta S. Karmel Faculty Scholarship
The Case for a European Securities Commission, Roberta S. Karmel Faculty Scholarship
Transcript of the Roundtable on Insider Trading: Law, Policy and Theory after O'Hagan, Roberta S. Karmel Faculty Scholarship
Outsider Trading on Confidential Information: A Breech in Search of a Duty, Roberta S. Karmel Faculty Scholarship
The Challenge to Financial Regulators Posed by Social Security Privatization, Roberta S. Karmel Faculty Scholarship
Creating Law at the Securities and Exchange Commission: The Lawyer as Prosecutor, Roberta S. Karmel Faculty Scholarship
Is the Shingle Theory Dead?, Roberta S. Karmel Faculty Scholarship
Living with U.S. Regulations: Complying with the Rules and Avoiding Litigation, Roberta S. Karmel Faculty Scholarship
Progress Report on Securities Law Harmonization, Roberta S. Karmel Faculty Scholarship
Implications of the Stakeholder Model, Roberta S. Karmel Faculty Scholarship
Seton Hall University School of Law Legislative Bureau Symposium on Securities Law Enforcement Priorities, Roberta S. Karmel Faculty Scholarship
Barriers to Foreign Issuer Entry into U.S. Markets, Roberta S. Karmel, Mary S. Head Faculty Scholarship
Symposium on Securities Law Enforcement Priorities, Roberta S. Karmel Faculty Scholarship
Securities Law in the European Community: Harmony or Cacophony?, Roberta S. Karmel Faculty Scholarship
Barriers to Foreign Issuer Entry into U.S. Markets, Roberta S. Karmel, Mary Head Faculty Scholarship
The Second Circuit's Role in Expanding the SEC's Jurisdiction Abroad, Roberta S. Karmel Faculty Scholarship
Greenmail, the Control Premium and Shareholder Duty, Roberta S. Karmel Faculty Scholarship
International Securities Regulation: London's "Big Bang" and The European Securities Markets, Roberta S. Karmel Faculty Scholarship
The Brooklyn Law School -- New York Stock Exchange, Inc. Breakfast Roundtables, Roberta S. Karmel Faculty Scholarship
SEC Regulation of Multijurisdictional Offerings, Roberta S. Karmel Faculty Scholarship
The Duty of Directors to Non-Shareholder Constituencies in Control Transactions: A Comparison of U.S. and U.K. Law, Roberta S. Karmel Faculty Scholarship
Introduction: Third Abraham L. Pomerantz Lecture: The First Amendment and Government Regulation of Economic Markets, Roberta S. Karmel Faculty Scholarship
Securities Industry Self-Regulation-Tested by the Crash, Roberta S. Karmel Faculty Scholarship
Transnational Takeover Talk: Regulations Relating to Tender Offers and Insider Trading in the United States, the United Kingdom, Germany, and Australia, Roberta S. Karmel Faculty Scholarship
Duty to the Target: Is an Attorney's Duty to the Corporation a Paradigm for Directors, Roberta S. Karmel Faculty Scholarship
Introduction Symposium: Can the International Securities Markets Be Regulated, Roberta S. Karmel Faculty Scholarship
Qualitative Standards for Qualified Securities: SEC Regulation of Voting Rights, Roberta S. Karmel Faculty Scholarship
Qualitative Standards for 'Qualified Securities': SEC Regulation of Voting Rights, Roberta S. Karmel Faculty Scholarship
The Independent Corporate Board: A Means to What End?, Roberta S. Karmel Faculty Scholarship
Blue-Sky Merit Regulation: Benefit to Investors or Burden on Commerce, Roberta S. Karmel Faculty Scholarship
Blue-Sky Merit Regulation: Benefit to Investors or Burden on Commerce?, Roberta S. Karmel Faculty Scholarship
Assessment of Shelf Registration: How Much Diligence is Due Investors?, Roberta S. Karmel Faculty Scholarship
Can Regulators of International Capital Markets Strike a Balance between Competing Interests, Roberta S. Karmel Faculty Scholarship
Can Regulators of International Capital Markets Strike a Balance Between Competing Interests?, Roberta S. Karmel Faculty Scholarship
A Delicate Assignment: The Regulation of Accountants by the SEC, Roberta S. Karmel Faculty Scholarship
Glass-Steagall: Some Critical Reflections, Roberta S. Karmel Faculty Scholarship
Panel I: A Fresh Look at Federal Regulatory Strategies, Roberta S. Karmel, Richard B. Smith Faculty Scholarship
Ambivalent Reflections on Regulation, Roberta S. Karmel Faculty Scholarship
Current Issues and Developments in the Duties and Liabilities of Underwriters and Securities Dealers -- a Program by the Committee on Federal Regulation of Securities, Roberta S. Karmel Faculty Scholarship
The Extraterritorial Application of the Federal Securities Code, Roberta S. Karmel Faculty Scholarship
Attorney's Responsibilities: Adversaries at the Bar of the SEC, Roberta S. Karmel, Joseph C. Daley Faculty Scholarship
Taking Stock of the Court's Jurisdiction in a SIPA Liquidation, Roberta S. Karmel, Jeffery M. Weissman Faculty Scholarship
Attorney's Securities Law Liabilities, Roberta S. Karmel Faculty Scholarship
The Applicability of the Margin Regulations to Foreign Financial Institutions, Roberta S. Karmel Faculty Scholarship
The Investment Banker and the Credit Regulations, Roberta S. Karmel Faculty Scholarship
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