Part of the Securities Law Commons

Works by Roberta S. Karmel in Securities Law

2022

Failed Efforts At Harmonization of Securities Regulation, Roberta S. Karmel
Brooklyn Journal of Corporate, Financial & Commercial Law

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2020

Little Power Struggles Everywhere: Attacks on the Administrative State at the Securities and Exchange Commission, Roberta S. Karmel
Faculty Scholarship

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2018

The Fiduciary Principle of Insider Trading Needs Revision, Roberta S. Karmel
Faculty Scholarship

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2016

The Challenge of Fiduciary Regulation: The Investment Advisors Act After Seventy-Five Years, Roberta S. Karmel
Brooklyn Journal of Corporate, Financial & Commercial Law

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2014

Rakoff Revisited, Roberta S. Karmel
Faculty Scholarship

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2012

IOSCO's Response to the Financial Crisis, Roberta S. Karmel
Faculty Scholarship

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IOSCO's Response to the Financial Crisis, Roberta S. Karmel
Faculty Scholarship

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2011

Is the Public Utility Holding Company Act a Model for Breaking Up the Banks that are Too-Big-To-Fail, Roberta S. Karmel
Faculty Scholarship

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2010

Voting Power Without Responsibility or Risk--How Should Proxy Reform Address the Decoupling of Economic and Voting Rights?, Roberta S. Karmel
Faculty Scholarship

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2009

The Future of the Securities and Exchange Commission as a Market Regulator, Roberta S. Karmel
Faculty Scholarship

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The Hardening of Soft Law in Securities Regulation, Roberta S. Karmel, Claire Kelly
Faculty Scholarship

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The Future of the Securities and Exchange Commission as a Market Regulator, Roberta S. Karmel
Faculty Scholarship

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2008

Should Securities Industry Self-Regulatory Organizations be Considered Government Agencies?, Roberta S. Karmel
Faculty Scholarship

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Should Securities Industry Self-Regulatory Organizations Be Considered Government Agencies?, Roberta S. Karmel
Faculty Scholarship

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The EU Challenge to the SEC, Roberta S. Karmel
Faculty Scholarship

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The EU Challenge to the SEC, Roberta S. Karmel
Faculty Scholarship

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Regulation by Exemption: The Changing Definition of an Accredited Investor, Roberta S. Karmel
Faculty Scholarship

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Regulation By Exemption: the Changing Definition of an Accredited Investor, Roberta S. Karmel
Faculty Scholarship

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2007

When Should Investor Reliance Be Presumed in Securities Class Actions, Roberta S. Karmel
Faculty Scholarship

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Is the Financial Industry Regulatory Authority a Government Agency?, Roberta S. Karmel
Faculty Scholarship

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The Once and Future New York Stock Exchange: The Regulation of Global Exchanges, Roberta S. Karmel
Faculty Scholarship

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The Once and Future New York Stock Exchange: The Regulation of Global Exchanges, Roberta S. Karmel
Faculty Scholarship

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2006

From SEC Enforcement Attorney to Commissioner, Roberta S. Karmel
Faculty Scholarship

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2005

Reform of Public Company Disclosure in Europa, Roberta S. Karmel
Faculty Scholarship

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Reform of Public Company Disclosure in Europe, Roberta S. Karmel
Faculty Scholarship

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Mutual Funds, Pension Funds, Hedge Funds and Stock Market Volatility - What Regulation by the Securities and Exchange Commission Is Appropriate, Roberta S. Karmel
Faculty Scholarship

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Mutual Funds, Pension Funds, Hedge Funds and Stock Market Volatility: What Regulation by the Securities and Exchange Commission is Appropriate?, Roberta S. Karmel
Faculty Scholarship

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Realizing the Dream of William O. Douglas: The Securities and Exchange Commission Takes Charge of Corporate Governance, Roberta S. Karmel
Faculty Scholarship

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2004

The Securities and Exchange Commission Goes Abroad to Regulate Corporate Governance, Roberta S. Karmel
Faculty Scholarship

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The Securities and Exchange Commission Goes Abroad to Regulate Corporate Governance, Roberta S. Karmel
Faculty Scholarship

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2003

The Evolution of Corporate Governance, Roberta S. Karmel
Faculty Scholarship

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Regulating Corporations: Who's Making the Rules, Roberta S. Karmel
Faculty Scholarship

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Reconciling Federal and State Interest in Securities Regulation in the United States and Europe, Roberta S. Karmel
Faculty Scholarship

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2002

Special Study on Market Structure, Listing Standards and Corporate Governance, Roberta S. Karmel
Faculty Scholarship

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Turning Seats Into Shares: Cause and Implications of Demutualization of Stock and Futures Exchange, Roberta S. Karmel
Faculty Scholarship

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2001

Regulatory Initiatives and the Internet: A New Era of Oversight for the Securities and Exchange Commission, Roberta S. Karmel
Faculty Scholarship

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Regulation of Securities and Security Exchanges in the Age of the Internet, Roberta S. Karmel
Faculty Scholarship

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The Future of Corporate Governance Listing Requirements, Roberta S. Karmel
Faculty Scholarship

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2000

Will Convergence of Financial Disclosure Standards Change SEC Regulation of Foreign Issuers?, Roberta S. Karmel
Faculty Scholarship

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Stock Markets and the Globalization of Retirement Savings: Implications of Privatization of Government Pensions for Securities Regulators, Roberta S. Karmel
Faculty Scholarship

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Will Convergence of Financial Disclosure Standards Change SEC Regulation of Foreign Issuers, Roberta S. Karmel
Faculty Scholarship

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1999

Stock Markets and the Globalization of Retirement Savings - Implications of Privatization of Government Pensions for Securities Regulators, Roberta S. Karmel
Faculty Scholarship

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The Case for a European Securities Commission, Roberta S. Karmel
Faculty Scholarship

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1998

Transcript of the Roundtable on Insider Trading: Law, Policy and Theory after O'Hagan, Roberta S. Karmel
Faculty Scholarship

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Outsider Trading on Confidential Information: A Breech in Search of a Duty, Roberta S. Karmel
Faculty Scholarship

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The Challenge to Financial Regulators Posed by Social Security Privatization, Roberta S. Karmel
Faculty Scholarship

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Creating Law at the Securities and Exchange Commission: The Lawyer as Prosecutor, Roberta S. Karmel
Faculty Scholarship

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1995

Is the Shingle Theory Dead?, Roberta S. Karmel
Faculty Scholarship

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1994

Living with U.S. Regulations: Complying with the Rules and Avoiding Litigation, Roberta S. Karmel
Faculty Scholarship

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Progress Report on Securities Law Harmonization, Roberta S. Karmel
Faculty Scholarship

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Living with U.S. Regulations: Complying with the Rules and Avoiding Litigation, Roberta S. Karmel
Faculty Scholarship

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1993

Implications of the Stakeholder Model, Roberta S. Karmel
Faculty Scholarship

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Seton Hall University School of Law Legislative Bureau Symposium on Securities Law Enforcement Priorities, Roberta S. Karmel
Faculty Scholarship

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Barriers to Foreign Issuer Entry into U.S. Markets, Roberta S. Karmel, Mary S. Head
Faculty Scholarship

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Symposium on Securities Law Enforcement Priorities, Roberta S. Karmel
Faculty Scholarship

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Securities Law in the European Community: Harmony or Cacophony?, Roberta S. Karmel
Faculty Scholarship

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Barriers to Foreign Issuer Entry into U.S. Markets, Roberta S. Karmel, Mary Head
Faculty Scholarship

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1991

The Second Circuit's Role in Expanding the SEC's Jurisdiction Abroad, Roberta S. Karmel
Faculty Scholarship

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Greenmail, the Control Premium and Shareholder Duty, Roberta S. Karmel
Faculty Scholarship

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The Second Circuit's Role in Expanding the SEC's Jurisdiction Abroad, Roberta S. Karmel
Faculty Scholarship

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International Securities Regulation: London's "Big Bang" and The European Securities Markets, Roberta S. Karmel
Faculty Scholarship

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The Brooklyn Law School -- New York Stock Exchange, Inc. Breakfast Roundtables, Roberta S. Karmel
Faculty Scholarship

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1990

SEC Regulation of Multijurisdictional Offerings, Roberta S. Karmel
Faculty Scholarship

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SEC Regulation of Multijurisdictional Offerings, Roberta S. Karmel
Faculty Scholarship

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The Duty of Directors to Non-Shareholder Constituencies in Control Transactions: A Comparison of U.S. and U.K. Law, Roberta S. Karmel
Faculty Scholarship

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1989

Introduction: Third Abraham L. Pomerantz Lecture: The First Amendment and Government Regulation of Economic Markets, Roberta S. Karmel
Faculty Scholarship

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1988

Securities Industry Self-Regulation-Tested by the Crash, Roberta S. Karmel
Faculty Scholarship

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Transnational Takeover Talk: Regulations Relating to Tender Offers and Insider Trading in the United States, the United Kingdom, Germany, and Australia, Roberta S. Karmel
Faculty Scholarship

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Duty to the Target: Is an Attorney's Duty to the Corporation a Paradigm for Directors, Roberta S. Karmel
Faculty Scholarship

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Introduction Symposium: Can the International Securities Markets Be Regulated, Roberta S. Karmel
Faculty Scholarship

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1987

Qualitative Standards for Qualified Securities: SEC Regulation of Voting Rights, Roberta S. Karmel
Faculty Scholarship

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Qualitative Standards for 'Qualified Securities': SEC Regulation of Voting Rights, Roberta S. Karmel
Faculty Scholarship

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The Independent Corporate Board: A Means to What End?, Roberta S. Karmel
Faculty Scholarship

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Blue-Sky Merit Regulation: Benefit to Investors or Burden on Commerce, Roberta S. Karmel
Faculty Scholarship

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Blue-Sky Merit Regulation: Benefit to Investors or Burden on Commerce?, Roberta S. Karmel
Faculty Scholarship

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1986

Assessment of Shelf Registration: How Much Diligence is Due Investors?, Roberta S. Karmel
Faculty Scholarship

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Can Regulators of International Capital Markets Strike a Balance between Competing Interests, Roberta S. Karmel
Faculty Scholarship

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Can Regulators of International Capital Markets Strike a Balance Between Competing Interests?, Roberta S. Karmel
Faculty Scholarship

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1981

A Delicate Assignment: The Regulation of Accountants by the SEC, Roberta S. Karmel
Faculty Scholarship

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A Delicate Assignment: The Regulation of Accountants by the SEC, Roberta S. Karmel
Faculty Scholarship

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1980

Glass-Steagall: Some Critical Reflections, Roberta S. Karmel
Faculty Scholarship

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Glass-Steagall: Some Critical Reflections, Roberta S. Karmel
Faculty Scholarship

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Panel I: A Fresh Look at Federal Regulatory Strategies, Roberta S. Karmel, Richard B. Smith
Faculty Scholarship

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1979

Ambivalent Reflections on Regulation, Roberta S. Karmel
Faculty Scholarship

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Ambivalent Reflections on Regulation, Roberta S. Karmel
Faculty Scholarship

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1977

Current Issues and Developments in the Duties and Liabilities of Underwriters and Securities Dealers -- a Program by the Committee on Federal Regulation of Securities, Roberta S. Karmel
Faculty Scholarship

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1975

The Extraterritorial Application of the Federal Securities Code, Roberta S. Karmel
Faculty Scholarship

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Attorney's Responsibilities: Adversaries at the Bar of the SEC, Roberta S. Karmel, Joseph C. Daley
Faculty Scholarship

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1974

Taking Stock of the Court's Jurisdiction in a SIPA Liquidation, Roberta S. Karmel, Jeffery M. Weissman
Faculty Scholarship

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1972

Attorney's Securities Law Liabilities, Roberta S. Karmel
Faculty Scholarship

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1970

The Applicability of the Margin Regulations to Foreign Financial Institutions, Roberta S. Karmel
Faculty Scholarship

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The Investment Banker and the Credit Regulations, Roberta S. Karmel
Faculty Scholarship

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