Part of the Law Commons

Works by James A. Fanto in Law

2021

Looking Forward: Professor Roberta Karmel’s Prescient Views on the Transformation of Self-Regulatory Organizations and of the Securities Market Structure at the Turn of the Last Century, James A. Fanto
Brooklyn Journal of Corporate, Financial & Commercial Law

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The Professionalization of Compliance: Its Progress, Impediments, and Outcomes, James A. Fanto
Faculty Scholarship

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2015

The Vanishing Supervisor, James A. Fanto
Faculty Scholarship

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2014

Surveillant and Counselor: A Reorientation in Compliance for Broker-Dealers, James A. Fanto
Faculty Scholarship

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2011

Justifying Board Diversity, Lawrence M. Solan, James A. Fanto, John M. Darley
Faculty Scholarship

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2010

Organizational Liability, James A. Fanto
Faculty Scholarship

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Breaking Up is Hard To Do: Should Financial Conglomerates be Dismantled?, James A. Fanto
Faculty Scholarship

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2009

Recognizing the "Bad Barrel" in Public Business Firms: Social and Organizational Factors in Misconduct by Senior Decision-Makers, James A. Fanto
Faculty Scholarship

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Anticipating the Unthinkable: The Adequacy of Risk Management in Finance and Environmental Studies, James A. Fanto
Faculty Scholarship

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2008

The Role of Financial Regulation in Private Financial Firms: Risk Management and the Limitations of the Market Model, James A. Fanto
Faculty Scholarship

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The Continuing Need for Broker-Dealer Professionalism in IPOs, James A. Fanto
Faculty Scholarship

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2007

A Social Defense of Sarbanes-Oxley, James A. Fanto
Faculty Scholarship

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2006

Paternalistic Regulation of Public Company Management: Lessons from Bank Management, James A. Fanto
Faculty Scholarship

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2005

Corporate Misbehavior by Elite Decision-Makers Symposium - Perspectives from Law and Social Psychology: Introduction, James A. Fanto
Faculty Scholarship

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2004

Whistleblowing and the Public Director: Countering Corporate Inner Circles, James A. Fanto
Faculty Scholarship

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Subtle Hazards Revisited: The Corruption of a Financial Holding Company by a Corporate Client's Inner Circle, James A. Fanto
Faculty Scholarship

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2002

Persuasion and Resistance: The Use of Psychology by Anglo-American Corporate Governance Advocate in France, James A. Fanto
Faculty Scholarship

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2001

Quasi-Rationality in Action: A Study of Psychological Factors in Merger Decision Making, James A. Fanto
Faculty Scholarship

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Braking the Merger Momentum: Reforming Corporate Law Governing Mega-Mergers, James A. Fanto
Faculty Scholarship

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2000

When Those Who Do Teach: The Consequences of Law Firm Education for Business Law Education, James A. Fanto
Faculty Scholarship

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1999

The Contribution of the Fund Profile to Investor Education, James A. Fanto
Faculty Scholarship

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1998

We're All Capitalist Now: The Importance, Nature, Provision and Regulation of Investor Education, James A. Fanto
Faculty Scholarship

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The Role of Corporate Law in French Corporate Governance, James A. Fanto
Faculty Scholarship

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The Role of Corporate Law in the Adaptation of French Enterprise, James A. Fanto
Faculty Scholarship

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Investor Education, Securities Disclosure, and the Creation and Enforcement of Corporate Governance and Firm Norms, James A. Fanto
Faculty Scholarship

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Comparative Investor Education, James A. Fanto
Faculty Scholarship

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The Role of Corporate Law in French Corporate Governance (reprinted in The Legal Basis of Corporate Governance in Publicly-held Corporations: A Comparative Approach (A.R. Pinto & G. Visentini eds. 1998)), James A. Fanto
Faculty Scholarship

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1996

The Absence of Cross-Cultural Communication: SEC Mandatory Disclosure and Foreign Corporate Governance, James A. Fanto
Faculty Scholarship

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1995

Justice Blackmun and Securities Arbitration: McMahon Revisited, James A. Fanto
Faculty Scholarship

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