BrooklynWorks

Regulatory Outlook for Derivatives Based on Sports Outcomes, Benjamin Augugliaro
Brooklyn Journal of Corporate, Financial & Commercial Law

Failed Efforts At Harmonization of Securities Regulation, Roberta S. Karmel
Brooklyn Journal of Corporate, Financial & Commercial Law

Targeted Regulation of Proxy Voting Advice: Balancing Monitoring with Information Flow in the Age of ESG, Jara R.Y. Jacobson
Brooklyn Journal of Corporate, Financial & Commercial Law

In Vogue Again: The Re-Rise of SPACS in the IPO Market, Maria Lucia Passador
Brooklyn Journal of Corporate, Financial & Commercial Law

Bardy Diagnostics v. Hill-Rom: New Lessons on Material Adverse Effect Clauses, Robert T. Miller
Brooklyn Journal of Corporate, Financial & Commercial Law

A Continental Rift? The United States and European Union's Contrasting Approaches to Regulating the Monopolistic Behavior of Gatekeeper Platforms, Peter R. Enia
Brooklyn Journal of Corporate, Financial & Commercial Law

Freeing Cryptoassets from Howey: A Defense of Genuine Token Offering, Kathryn A. Daly
Brooklyn Journal of Corporate, Financial & Commercial Law

Mutual Fund Advisory Fees: Forty Years of Failure, Stewart L. Brown PhD., CFA
Brooklyn Journal of Corporate, Financial & Commercial Law

A True Sense of Security: How Kirschner v. J.P. Morgan Chase Illustrates the Failings of the Reves Family-Resemblance Test and the Need to Recognize Some Syndicated Loans as Securities for the Sake of the Financial System, Aidan D. Mulry
Brooklyn Law Review

How Discretionary Decision-Making Impacts the Financial Performance and Legal Disclosures of S&P 500 Funds, Bernard S. Sharfman, Vincent Deluard
Brooklyn Law Review

Avoiding Wasteful Competition: Why Trading on Inside Information Should Be Illegal, Michael D. Guttentag
Brooklyn Law Review

Full of Questions and Wonder: Roberta Karmel's Legacy, Alan R. Palmiter
Brooklyn Journal of Corporate, Financial & Commercial Law

Karmel’s Dissent: The SEC’s Use and Occasional Misuse of Section 21(a) Reports of Investigation, James J. Park
Brooklyn Journal of Corporate, Financial & Commercial Law

REDUCING CONFLICTS OF INTEREST: A "GLASS-STEAGALL" SPLIT OF ADVISORY AND CONSULTING SERVICES OF PROXY ADVISORY FIRMS, Austin Manna
Brooklyn Journal of Corporate, Financial & Commercial Law

QUALIFIED OPPORTUNITY FUNDS: PRIVATE EQUITY EXEMPTIONS FROM PUBLIC RESPONSIBILITY, Audrey E. Abate
Brooklyn Journal of Corporate, Financial & Commercial Law

PROXY ADVISORS AS ISSUE SPOTTERS, Douglas Sarro
Brooklyn Journal of Corporate, Financial & Commercial Law

Looking Forward: Professor Roberta Karmel's Prescient Views on the Transformation of Self-Regulatory Organizations and of the Securities Market Structure at the Turn of the Last Century, James Fanto
Faculty Scholarship

State Securities Enforcement, Andrew K. Jennings
Faculty Scholarship

ALTERNATIVE DATA AND INSIDER TRADING: ARE INVESTMENT MANAGERS ASSLEEP AT THE WHEEL ON BIG DATA USE?, William Montemarano
Brooklyn Journal of Corporate, Financial & Commercial Law

UNMASKING THE VILLAIN: EXPOSING SCAMMERS’ IDENTITIES TO DEFEAT HARMFUL CALLS, Katherine Teng
Brooklyn Journal of Corporate, Financial & Commercial Law

“ESTONIA’S GIFT TO THE WORLD”: THE IMPLEMENTATION OF A BLOCKCHAIN PROTOCOL FOR CORPORATE GOVERNANCE IN NEW YORK, Sydney Lauren Abualy
Brooklyn Journal of Corporate, Financial & Commercial Law

A TAXONOMY OF CRYPTOCURRENCY ENFORCEMENT ACTIONS, Peter J. Henning
Brooklyn Journal of Corporate, Financial & Commercial Law

REVISING THE DEBT LIMIT FOR “SMALL BUSINESS DEBTORS”: THE LEGISLATIVE HALF-MEASURE OF THE SMALL BUSINESS REORGANIZATION ACT, Michael C. Blackmon
Brooklyn Journal of Corporate, Financial & Commercial Law

THE ABRAHAM L. POMERANTZ LECTURE: Investor Protection in the Digital Age, Kara M. Stein
Brooklyn Law Review

Little Power Struggles Everywhere: Attacks on the Administrative State at the Securities and Exchange Commission, Roberta S. Karmel
Faculty Scholarship

Artificial Intelligence & Artificial Prices: Safeguarding Securities Markets from Manipulation by Non-Human Actors, Daniel W. Slemmer
Brooklyn Journal of Corporate, Financial & Commercial Law

Compliance Officers: Personal Liability, Protections, and Posture, Jennifer M. Pacella
Brooklyn Journal of Corporate, Financial & Commercial Law

Activist Shareholders at De Facto Controlled Companies, Gaia Balp
Brooklyn Journal of Corporate, Financial & Commercial Law

Badges of Opportunism: Principles for Policing Restructuring Support Agreements, Edward J. Janger, Adam J. Levitin
Brooklyn Journal of Corporate, Financial & Commercial Law

Corporate Distress, Credit Default Swaps, and Defaults: Information and Traditional, Contingent, and Empty Creditors, Henry T. C. Hu
Brooklyn Journal of Corporate, Financial & Commercial Law

The Market for Corporate Control In the Zone of Insolvency: Symposium Introduction, Edward J. Janger
Brooklyn Journal of Corporate, Financial & Commercial Law

Backstop, not Bailout: The Case for Preserving the Orderly Liquidation Authority under Dodd-Frank, Mark R. Maciuch
Brooklyn Journal of Corporate, Financial & Commercial Law

Insider Trading: Are Insolvent Firms Different?, Andrew Verstein
Brooklyn Journal of Corporate, Financial & Commercial Law

Will Fifty Years of the SEC's Disgorgement Remedy Be Abolished, Roberta Karmel
Faculty Scholarship

ESSAY: Insiders, Outsiders, & Fair Access: Identifying Culpable Insider Trading, Jonathan D. Glater
Brooklyn Law Review

ESSAY: Corporate Triplespeak: Responses by Investor-Owned Utilities to the EPA’s Proposed Clean Power Plan, Alan R. Palmiter
Brooklyn Law Review

FINANCING GREEN: REFORMING GREEN BOND REGULATION IN THE UNITED STATES, Echo Kaixi Wang
Brooklyn Journal of Corporate, Financial & Commercial Law

Rules Are Meant to Be Amended: How Regulation Crowdfunding's Final Rules Impact the Lives of Startups and Small Businesses, Dylan J. Hans
Brooklyn Law Review

WHISTLEBLOWERS—A CASE STUDY IN THE REGULATORY CYCLE FOR FINANCIAL SERVICES, Ronald H. Filler, Jerry W. Markham
Brooklyn Journal of Corporate, Financial & Commercial Law

The Fiduciary Principle of Insider Trading Needs Revision, Roberta S. Karmel
Faculty Scholarship

Opacity, Fragility, & Power: Lessons from the Law Enforcement Response to the Financial Crisis, Gregory M. Gilchrist
Brooklyn Law Review

Regulating the “Too Big to Jail” Financial Institutions, Jerry W. Markham
Brooklyn Law Review

Reconceptualizing the Whistleblower's Dilemma, Miriam Baer
Faculty Scholarship

Full Disclosure: Moving Beyond Disclosure Regulations to Affirmative Regulation of Executive Compensation, Christopher Saverino
Brooklyn Journal of Corporate, Financial & Commercial Law

An Exception to the Derivative Rule: Allowing Mutual Fund Investors to Bring Suits Directly, Jamie D. Kurtz
Brooklyn Law Review

Clicks and Tricks: How Computer Hackers Avoid 10b-5 Liability, Ryan H. Gilinson
Brooklyn Law Review

A Bridge too Far: A Critical Analysis of the Securities And Exchange Commission's Approach to Equity Market Regulation, John Polise
Brooklyn Journal of Corporate, Financial & Commercial Law

Regulation A-Plus’s Identity Crisis: A One-Size-Fits-None Approach to Capital Formation, Zachary Naidich
Brooklyn Law Review

From Systemic Risk to Financial Scandals: The Shortcomings of U.S. Hedge Fund Regulation, Marco Bodellini
Brooklyn Journal of Corporate, Financial & Commercial Law

Mandatory Third Party Compliance Examinations for Investment Advisers: An SEC Waterloo?, Mercer Bullard
Brooklyn Journal of Corporate, Financial & Commercial Law

The Choice is (Not) Yours: Why the SEC Must Further Amend Its Rules of Practice to Increase Fairness in Administrative Proceedings, Madeline Ilibassi
Brooklyn Journal of Corporate, Financial & Commercial Law

The Cybersecurity Threat: Compliance and the Role of Whistleblowers, Jennifer M. Pacella
Brooklyn Journal of Corporate, Financial & Commercial Law

Dashboard Compliance: Benefit, Threat, or Both?, James Fanto
Brooklyn Journal of Corporate, Financial & Commercial Law

Preserving Human Agency in Automated Compliance, Onnig H. Dombalagian
Brooklyn Journal of Corporate, Financial & Commercial Law

Disclosure Reform - The SEC Is Riding off in Two Directions at Once, Roberta Karmel
Faculty Scholarship

A Cautionary Look at a Cautionary Doctrine, Andrew W. Fine
Brooklyn Journal of Corporate, Financial & Commercial Law

The Sixth Pillar of Anti-Money Laundering Compliance: Balancing Effective Enforcement with Financial Privacy, Maria A. de Dios
Brooklyn Journal of Corporate, Financial & Commercial Law

The Challenge of Fiduciary Regulation: The Investment Advisors Act After Seventy-Five Years, Roberta S. Karmel
Brooklyn Journal of Corporate, Financial & Commercial Law

The Customer's Nonwaivable Right to Choose Arbitration in the Securities Industry, Jill I. Gross
Brooklyn Journal of Corporate, Financial & Commercial Law

Open Sesame: The Myth of Alibaba's Extreme Corporate Governance and Control, Yu-Hsin Lin, Thomas Mehaffy
Brooklyn Journal of Corporate, Financial & Commercial Law

Broker-Dealer Law Reform: Financial Intermediaries in a State of Limbo, Alexander R. Tiktin
Brooklyn Law Review

The Vanishing Supervisor, James A. Fanto
Faculty Scholarship

Law's Acceleration of Finance: Redefining the Problem of High-Frequency Trading, Frank Pasquale
Faculty Scholarship

The Law on Insider Trading Lacks Needed Definition, Roberta Karmel
Faculty Scholarship

Liquidity, Systemic Risk, and the Bankruptcy Treatment of Financial Contracts, Rizwaan J. Mokal
Brooklyn Journal of Corporate, Financial & Commercial Law

Rakoff Revisited, Roberta S. Karmel
Faculty Scholarship

An Overview of the Fannie and Freddie Conservatorship Litigation, David J. Reiss
Faculty Scholarship

Surveillant and Counselor: A Reorientation in Compliance for Broker-Dealers, James A. Fanto
Faculty Scholarship

Is the Independent Director Model Broken?, Roberta Karmel
Faculty Scholarship

Is The Independent Director Model Broken?, Roberta Karmel
Faculty Scholarship

REMIC Tax Enforcement as Financial-Market Regulator, Bradley T. Borden, David J. Reiss
Faculty Scholarship

Dirty REMICs, Revisited, David J. Reiss, Bradley T. Borden
Faculty Scholarship

IOSCO's Response to the Financial Crisis, Roberta S. Karmel
Faculty Scholarship

IOSCO's Response to the Financial Crisis, Roberta S. Karmel
Faculty Scholarship

Is the Public Utility Holding Company Act a Model for Breaking Up the Banks that are Too-Big-To-Fail, Roberta S. Karmel
Faculty Scholarship

Voting Power Without Responsibility or Risk--How Should Proxy Reform Address the Decoupling of Economic and Voting Rights?, Roberta S. Karmel
Faculty Scholarship

The Future of the Securities and Exchange Commission as a Market Regulator, Roberta S. Karmel
Faculty Scholarship

The Hardening of Soft Law in Securities Regulation, Roberta S. Karmel, Claire Kelly
Faculty Scholarship

The Future of the Securities and Exchange Commission as a Market Regulator, Roberta S. Karmel
Faculty Scholarship

Should Securities Industry Self-Regulatory Organizations be Considered Government Agencies?, Roberta S. Karmel
Faculty Scholarship

Should Securities Industry Self-Regulatory Organizations Be Considered Government Agencies?, Roberta S. Karmel
Faculty Scholarship

The EU Challenge to the SEC, Roberta S. Karmel
Faculty Scholarship

The EU Challenge to the SEC, Roberta S. Karmel
Faculty Scholarship

Regulation by Exemption: The Changing Definition of an Accredited Investor, Roberta S. Karmel
Faculty Scholarship

Regulation By Exemption: the Changing Definition of an Accredited Investor, Roberta S. Karmel
Faculty Scholarship

Experimenting with the Lead Plaintiff Selection Process in Securities Class Actions: A Suggestion for PSLRA Reform, Andrew S. Gold
Faculty Scholarship

When Should Investor Reliance Be Presumed in Securities Class Actions, Roberta S. Karmel
Faculty Scholarship

Is the Financial Industry Regulatory Authority a Government Agency?, Roberta S. Karmel
Faculty Scholarship

The Once and Future New York Stock Exchange: The Regulation of Global Exchanges, Roberta S. Karmel
Faculty Scholarship

The Once and Future New York Stock Exchange: The Regulation of Global Exchanges, Roberta S. Karmel
Faculty Scholarship

A Social Defense of Sarbanes-Oxley, James A. Fanto
Faculty Scholarship

From SEC Enforcement Attorney to Commissioner, Roberta S. Karmel
Faculty Scholarship

Reform of Public Company Disclosure in Europa, Roberta S. Karmel
Faculty Scholarship

Reform of Public Company Disclosure in Europe, Roberta S. Karmel
Faculty Scholarship

Mutual Funds, Pension Funds, Hedge Funds and Stock Market Volatility - What Regulation by the Securities and Exchange Commission Is Appropriate, Roberta S. Karmel
Faculty Scholarship

Mutual Funds, Pension Funds, Hedge Funds and Stock Market Volatility: What Regulation by the Securities and Exchange Commission is Appropriate?, Roberta S. Karmel
Faculty Scholarship

Realizing the Dream of William O. Douglas: The Securities and Exchange Commission Takes Charge of Corporate Governance, Roberta S. Karmel
Faculty Scholarship

The Securities and Exchange Commission Goes Abroad to Regulate Corporate Governance, Roberta S. Karmel
Faculty Scholarship

Reassessing the Scope of Conduct Prohibited by Section 10(b) and the Elements of Rule 10b-5: Reflections on Securities Fraud and Secondary Actors, Andrew S. Gold
Faculty Scholarship

The Securities and Exchange Commission Goes Abroad to Regulate Corporate Governance, Roberta S. Karmel
Faculty Scholarship

The Evolution of Corporate Governance, Roberta S. Karmel
Faculty Scholarship

Regulating Corporations: Who's Making the Rules, Roberta S. Karmel
Faculty Scholarship

Reconciling Federal and State Interest in Securities Regulation in the United States and Europe, Roberta S. Karmel
Faculty Scholarship

Special Study on Market Structure, Listing Standards and Corporate Governance, Roberta S. Karmel
Faculty Scholarship

The Gramm-Leach-Bliley Act, Information Privacy, and the Limits of Default Rules, Edward J. Janger, Paul M. Schwartz
Faculty Scholarship

Muddy Rules for Securitization Transactions, Edward J. Janger
Faculty Scholarship

Turning Seats Into Shares: Cause and Implications of Demutualization of Stock and Futures Exchange, Roberta S. Karmel
Faculty Scholarship

Regulatory Initiatives and the Internet: A New Era of Oversight for the Securities and Exchange Commission, Roberta S. Karmel
Faculty Scholarship

Regulation of Securities and Security Exchanges in the Age of the Internet, Roberta S. Karmel
Faculty Scholarship

The Future of Corporate Governance Listing Requirements, Roberta S. Karmel
Faculty Scholarship

Will Convergence of Financial Disclosure Standards Change SEC Regulation of Foreign Issuers?, Roberta S. Karmel
Faculty Scholarship

Stock Markets and the Globalization of Retirement Savings: Implications of Privatization of Government Pensions for Securities Regulators, Roberta S. Karmel
Faculty Scholarship

Will Convergence of Financial Disclosure Standards Change SEC Regulation of Foreign Issuers, Roberta S. Karmel
Faculty Scholarship

Stock Markets and the Globalization of Retirement Savings - Implications of Privatization of Government Pensions for Securities Regulators, Roberta S. Karmel
Faculty Scholarship

The Case for a European Securities Commission, Roberta S. Karmel
Faculty Scholarship

Transcript of the Roundtable on Insider Trading: Law, Policy and Theory after O'Hagan, Roberta S. Karmel
Faculty Scholarship

Outsider Trading on Confidential Information: A Breech in Search of a Duty, Roberta S. Karmel
Faculty Scholarship

The Challenge to Financial Regulators Posed by Social Security Privatization, Roberta S. Karmel
Faculty Scholarship

Comparative Investor Education, James A. Fanto
Faculty Scholarship

Creating Law at the Securities and Exchange Commission: The Lawyer as Prosecutor, Roberta S. Karmel
Faculty Scholarship

The Absence of Cross-Cultural Communication: SEC Mandatory Disclosure and Foreign Corporate Governance, James A. Fanto
Faculty Scholarship

Is the Shingle Theory Dead?, Roberta S. Karmel
Faculty Scholarship

Justice Blackmun and Securities Arbitration: McMahon Revisited, James A. Fanto
Faculty Scholarship

Living with U.S. Regulations: Complying with the Rules and Avoiding Litigation, Roberta S. Karmel
Faculty Scholarship

Progress Report on Securities Law Harmonization, Roberta S. Karmel
Faculty Scholarship

Living with U.S. Regulations: Complying with the Rules and Avoiding Litigation, Roberta S. Karmel
Faculty Scholarship

Implications of the Stakeholder Model, Roberta S. Karmel
Faculty Scholarship

Seton Hall University School of Law Legislative Bureau Symposium on Securities Law Enforcement Priorities, Roberta S. Karmel
Faculty Scholarship

Barriers to Foreign Issuer Entry into U.S. Markets, Roberta S. Karmel, Mary S. Head
Faculty Scholarship

Symposium on Securities Law Enforcement Priorities, Roberta S. Karmel
Faculty Scholarship

Securities Law in the European Community: Harmony or Cacophony?, Roberta S. Karmel
Faculty Scholarship

Barriers to Foreign Issuer Entry into U.S. Markets, Roberta S. Karmel, Mary Head
Faculty Scholarship

The Second Circuit's Role in Expanding the SEC's Jurisdiction Abroad, Roberta S. Karmel
Faculty Scholarship

Greenmail, the Control Premium and Shareholder Duty, Roberta S. Karmel
Faculty Scholarship

The Second Circuit's Role in Expanding the SEC's Jurisdiction Abroad, Roberta S. Karmel
Faculty Scholarship

International Securities Regulation: London's "Big Bang" and The European Securities Markets, Roberta S. Karmel
Faculty Scholarship

The Brooklyn Law School -- New York Stock Exchange, Inc. Breakfast Roundtables, Roberta S. Karmel
Faculty Scholarship

SEC Regulation of Multijurisdictional Offerings, Roberta S. Karmel
Faculty Scholarship

SEC Regulation of Multijurisdictional Offerings, Roberta S. Karmel
Faculty Scholarship

The Duty of Directors to Non-Shareholder Constituencies in Control Transactions: A Comparison of U.S. and U.K. Law, Roberta S. Karmel
Faculty Scholarship

Introduction: Third Abraham L. Pomerantz Lecture: The First Amendment and Government Regulation of Economic Markets, Roberta S. Karmel
Faculty Scholarship

Securities Industry Self-Regulation-Tested by the Crash, Roberta S. Karmel
Faculty Scholarship

Transnational Takeover Talk: Regulations Relating to Tender Offers and Insider Trading in the United States, the United Kingdom, Germany, and Australia, Roberta S. Karmel
Faculty Scholarship

Duty to the Target: Is an Attorney's Duty to the Corporation a Paradigm for Directors, Roberta S. Karmel
Faculty Scholarship

Introduction Symposium: Can the International Securities Markets Be Regulated, Roberta S. Karmel
Faculty Scholarship

Qualitative Standards for Qualified Securities: SEC Regulation of Voting Rights, Roberta S. Karmel
Faculty Scholarship

Qualitative Standards for 'Qualified Securities': SEC Regulation of Voting Rights, Roberta S. Karmel
Faculty Scholarship

The Independent Corporate Board: A Means to What End?, Roberta S. Karmel
Faculty Scholarship

Blue-Sky Merit Regulation: Benefit to Investors or Burden on Commerce, Roberta S. Karmel
Faculty Scholarship

Blue-Sky Merit Regulation: Benefit to Investors or Burden on Commerce?, Roberta S. Karmel
Faculty Scholarship

Assessment of Shelf Registration: How Much Diligence is Due Investors?, Roberta S. Karmel
Faculty Scholarship

Can Regulators of International Capital Markets Strike a Balance between Competing Interests, Roberta S. Karmel
Faculty Scholarship

Can Regulators of International Capital Markets Strike a Balance Between Competing Interests?, Roberta S. Karmel
Faculty Scholarship

A Delicate Assignment: The Regulation of Accountants by the SEC, Roberta S. Karmel
Faculty Scholarship

A Delicate Assignment: The Regulation of Accountants by the SEC, Roberta S. Karmel
Faculty Scholarship

Glass-Steagall: Some Critical Reflections, Roberta S. Karmel
Faculty Scholarship

Glass-Steagall: Some Critical Reflections, Roberta S. Karmel
Faculty Scholarship

Panel I: A Fresh Look at Federal Regulatory Strategies, Roberta S. Karmel, Richard B. Smith
Faculty Scholarship

Ambivalent Reflections on Regulation, Roberta S. Karmel
Faculty Scholarship

Ambivalent Reflections on Regulation, Roberta S. Karmel
Faculty Scholarship

Current Issues and Developments in the Duties and Liabilities of Underwriters and Securities Dealers -- a Program by the Committee on Federal Regulation of Securities, Roberta S. Karmel
Faculty Scholarship

The Extraterritorial Application of the Federal Securities Code, Roberta S. Karmel
Faculty Scholarship

Attorney's Responsibilities: Adversaries at the Bar of the SEC, Roberta S. Karmel, Joseph C. Daley
Faculty Scholarship

Taking Stock of the Court's Jurisdiction in a SIPA Liquidation, Roberta S. Karmel, Jeffery M. Weissman
Faculty Scholarship

Attorney's Securities Law Liabilities, Roberta S. Karmel
Faculty Scholarship

The Applicability of the Margin Regulations to Foreign Financial Institutions, Roberta S. Karmel
Faculty Scholarship

The Investment Banker and the Credit Regulations, Roberta S. Karmel
Faculty Scholarship