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Home > Law Journals > Brooklyn Journal of Corporate, Financial & Commercial Law > Vol. 11 > Iss. 1 (2016)

 
Brooklyn Journal of Corporate, Financial & Commercial Law

Volume 11, Issue 1 (2016)
SYMPOSIUM: The Role of Technology in Compliance in Financial Services: An Indispensable Tool as well as a Threat?

Articles

PDF

Dashboard Compliance: Benefit, Threat, or Both?
James Fanto

PDF

The Question Concerning Technology in Compliance
Sean J. Griffith

PDF

The Cybersecurity Threat: Compliance and the Role of Whistleblowers
Jennifer M. Pacella

PDF

Preserving Human Agency in Automated Compliance
Onnig H. Dombalagian

PDF

Mandatory Third Party Compliance Examinations for Investment Advisers: An SEC Waterloo?
Mercer Bullard

PDF

Compliance, Technology, and Modern Finance
Tom C.W. Lin

Notes

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Like a Bad Neighbor, Hackers Are There: The Need for Data Security Legislation and Cyber Insurance in Light of Increasing FTC Enforcement Actions
Jennifer Gordon

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The Choice is (Not) Yours: Why the SEC Must Further Amend Its Rules of Practice to Increase Fairness in Administrative Proceedings
Madeline Ilibassi

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Understanding Wellness International Network, Ltd. v. Sharif: The Problems with Allowing Parties to Impliedly Consent to Bankruptcy Court Adjudication of Stern Claims
Elizabeth Jackson

PDF

Bankruptcy: Where Attorneys Can Lose Big Even If They Win Big
Stanislav Veyber

 
 
 
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ISSN: 1934-2497

 
 
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